Strategy and Power

Rules for Radicals

by Saul D. Alinsky

17 rips · Understanding power · Persuading · Strategy and competition

Power tactics — Alinsky's 1971 organizer's manual: the thirteen rules of power tactics, the ethics of means and ends, the haves and have-nots, and the organizer who builds power for others to use.

Mechanisms (13)

mechanism #124

Power is what the enemy thinks you have

Power is perception: the size of your force is measured in the enemy's head, not in your headcount.

Always remember the first rule of power tactics: Power is not only what you have but what the enemy thinks you have.

Why it matters

Power is perception: the size of your force is measured in the enemy's head, not in your headcount.

Use when: When you're outnumbered and need to look bigger than you are.

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mechanism #125

Never go outside the experience of your people

Novelty in tactics backfires on your own side first — your people retreat before the enemy even reacts.

The second rule is: Never go outside the experience of your people. When an action or tactic is outside the experience of the people, the result is confusion, fear, and retreat. It also means a collapse of communication, as we have noted.

Why it matters

Novelty in tactics backfires on your own side first — your people retreat before the enemy even reacts.

Use when: Before trying a tactic your people have never seen before.

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mechanism #126

Go outside the experience of the enemy

The mirror of rule two: unfamiliar tactics are a weapon only when pointed at the other side.

The third rule is: Wherever possible go outside of the experience of the enemy. Here you want to cause confusion, fear, and retreat.

Why it matters

The mirror of rule two: unfamiliar tactics are a weapon only when pointed at the other side.

Use when: When you're planning how the enemy will react to something new.

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mechanism #127

Make the enemy live up to its own book of rules

No institution can survive full compliance with its own stated standards — so demand exactly that.

The fourth rule is: Make the enemy live up to their own book of rules. You can kill them with this, for they can no more obey their own rules than the Christian church can live up to Christianity.

Why it matters

No institution can survive full compliance with its own stated standards — so demand exactly that.

Use when: When an institution preaches one thing and practices another.

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mechanism #128

Ridicule is man's most potent weapon

Laughter can't be answered with a press release — and an angry opponent makes your mistakes for you.

The fourth rule carries within it the fifth rule: Ridicule is man's most potent weapon. It is almost impossible to counterattack ridicule. Also it infuriates the opposition, who then react to your advantage.

Why it matters

Laughter can't be answered with a press release — and an angry opponent makes your mistakes for you.

Use when: When the other side's dignity is its armor.

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mechanism #129

A good tactic is one your people enjoy

Fun is a tactical diagnostic — enjoyment sustains action longer than duty does.

The sixth rule is: A good tactic is one that your people enjoy. If your people are not having a ball doing it, there is something very wrong with the tactic.

Why it matters

Fun is a tactical diagnostic — enjoyment sustains action longer than duty does.

Use when: When participation is flagging and you can't figure out why.

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mechanism #130

A tactic that drags on too long becomes a drag

Energy has a shelf life — a stale tactic keeps the form of action while the life drains out of it.

The seventh rule: A tactic that drags on too long becomes a drag. Man can sustain militant interest in any issue for only a limited time, after which it becomes a ritualistic commitment, like going to church on Sunday mornings.

Why it matters

Energy has a shelf life — a stale tactic keeps the form of action while the life drains out of it.

Use when: When a campaign is running on habit instead of heat.

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mechanism #131

Keep the pressure on

Relief is the enemy's recovery time — variety of attack keeps the opposition from ever resetting.

The eighth rule: Keep the pressure on, with different tactics and actions, and utilize all events of the period for your purpose.

Why it matters

Relief is the enemy's recovery time — variety of attack keeps the opposition from ever resetting.

Use when: When the other side is hoping you'll get tired.

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mechanism #132

The threat is more terrifying than the thing itself

Imagination does the work of force — the enemy's fear of what you might do outruns anything you could actually do.

The ninth rule: The threat is usually more terrifying than the thing itself.

Why it matters

Imagination does the work of force — the enemy's fear of what you might do outruns anything you could actually do.

Use when: When you have leverage but not the strength to spend it.

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mechanism #133

Constant pressure produces the reaction

The action is in the reaction — you don't win exchanges, you keep the enemy reacting, because reactions are what you steer.

The tenth rule: The major premise for tactics is the development of operations that will maintain a constant pressure upon the opposition. It is this unceasing pressure that results in the reactions from the opposition that are essential for the success of the campaign.

Why it matters

The action is in the reaction — you don't win exchanges, you keep the enemy reacting, because reactions are what you steer.

Use when: When you're designing a campaign as a sequence, not a single event.

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mechanism #134

Push a negative until it breaks into its counterside

Overextension flips: push the enemy's attack far enough and it becomes your asset — panic makes them burglarize your office and leave their fingerprints everywhere.

The eleventh rule is: If you push a negative hard and deep enough it will break through into its counterside; this is based on the principle that every positive has its negative.

Why it matters

Overextension flips: push the enemy's attack far enough and it becomes your asset — panic makes them burglarize your office and leave their fingerprints everywhere.

Use when: When the opposition is overreaching and about to discredit itself.

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mechanism #135

A successful attack needs a constructive alternative

Winning the argument without an answer hands you the problem — surrender can be the enemy's best counterattack.

The twelfth rule: The price of a successful attack is a constructive alternative. You cannot risk being trapped by the enemy in his sudden agreement with your demand and saying “You’re right—we don’t know what to do about this issue. Now you tell us.”

Why it matters

Winning the argument without an answer hands you the problem — surrender can be the enemy's best counterattack.

Use when: Before you demand something, have the replacement ready.

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mechanism #136

Pick the target, freeze it, personalize it, polarize it

Institutions survive by diffusing responsibility until attack is impossible — so you pin one name to the evil and never let it squirm free.

The thirteenth rule: Pick the target, freeze it, personalize it, and polarize it.

Why it matters

Institutions survive by diffusing responsibility until attack is impossible — so you pin one name to the evil and never let it squirm free.

Use when: When everyone's responsible and therefore no one is.

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Arguments (1)

argument #137

The immaculate conception of ends

Alinsky's ethics: judge tactics by whether they work and whether the end is worth it — purity of means is a luxury of observers, not actors.

The man of action views the issue of means and ends in pragmatic and strategic terms. He has no other problem; he thinks only of his actual resources and the possibilities of various choices of action. He asks of ends only whether they are achievable and worth the cost; of means, only whether they will work. To say that corrupt means corrupt the ends is to believe in the immaculate conception of ends and principles. The real arena is corrupt and bloody.

Why it matters

Alinsky's ethics: judge tactics by whether they work and whether the end is worth it — purity of means is a luxury of observers, not actors.

Use when: When someone demands clean hands in a dirty fight.

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Concepts (1)

concept #138

The Haves, the Have-Nots, and the Have-a-Little, Want Mores

Every power fight runs on this trinity — the comfortable freeze the status quo, the desperate want to take, and the middle class wants change without risk.

Mankind has been and is divided into three parts: the Haves, the Have-Nots, and the Have-a-Little, Want Mores.

Why it matters

Every power fight runs on this trinity — the comfortable freeze the status quo, the desperate want to take, and the middle class wants change without risk.

Use when: When you're mapping who actually has a stake in changing things.

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Evidence (1)

evidence #140

They were being laughed at, and this was insufferable

Ridicule in the field: Kodak could survive attack but not laughter — the fifth rule demonstrated on the most powerful company in Rochester.

I looked blank and replied, “Maybe I am innocent and uninformed of what has been happening here, but as far as I know the only thing Eastman Kodak has done on the race issue in America has been to introduce color film.” The reaction was shock, anger, and resentment from Kodak. They were not being attacked or insulted—they were being laughed at, and this was insufferable.

Why it matters

Ridicule in the field: Kodak could survive attack but not laughter — the fifth rule demonstrated on the most powerful company in Rochester.

Use when: When you need proof that ridicule works on the powerful.

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Definitions (1)

definition #139

The organizer builds power for others to use

Leadership accumulates power; organizing distributes it — the organizer's product is other people's power, not his own.

This is the basic difference between the leader and the organizer. The leader goes on to build power to fulfill his desires, to hold and wield the power for purposes both social and personal. He wants power himself. The organizer finds his goal in creation of power for others to use.

Why it matters

Leadership accumulates power; organizing distributes it — the organizer's product is other people's power, not his own.

Use when: When you're tempted to become the leader instead of the builder.

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